- Research article
- Open Access
- Open Peer Review
PXR and CAR single nucleotide polymorphisms influence plasma efavirenz levels in South African HIV/AIDS patients
© Swart et al.; licensee BioMed Central Ltd. 2012
- Received: 9 May 2012
- Accepted: 12 November 2012
- Published: 22 November 2012
This study investigated variation in NR1I2 and NR1I3 and its effect on plasma efavirenz levels in HIV/AIDS patients. Variability in plasma drug levels has largely led research on identifying causative variants in drug metabolising enzyme (DME) genes, with little focus on the nuclear receptor genes NR1I2 and NR1I3, coding for PXR and CAR, respectively, that are involved in regulating DMEs.
464 Bantu-speaking South Africans comprising of HIV/AIDS patients on efavirenz-based treatment (n=301) and 163 healthy subjects were genotyped for 6 SNPs in NR1I2 and NR1I3. 32 of the 301 patients had their DNA binding domains (DBDs) in NR1I2 and NR1I3 sequenced.
Significantly decreased efavirenz plasma concentrations were observed in patients carrying the NR1I3 rs3003596C/C and T/C genotypes (P=0.015 and P=0.010, respectively). Sequencing resulted in the discovery of a further 13 SNPs, 3 of which are novel variants in the DBD of NR1I2. There were significant differences in the distribution of NR1I2 and NR1I3 SNPs between South Africans when compared to Caucasian, Asian and Yoruba population groups.
For the realisation of personalised medicine, PXR and CAR genetic variation should be taken into consideration because of their involvement in the regulation of DMEs.
- South Africa
The pregnane X receptor (PXR) and the constitutive androstane receptor (CAR) are members of the orphan nuclear receptor (NR) superfamily and function primarily as sensors of xenobiotics by up-regulating the expression of drug metabolising enzymes (DMEs), facilitating the elimination of xenobiotics from the body [1, 2]. PXR and CAR are transcriptional regulators of a wide range of genes whose products metabolise a wide range of drugs [2, 3].
PXR and CAR are localised in the cytoplasm in their inactive state, bound to histone deacetylase complexes (HDACs). Upon ligand binding, PXR and CAR dissociate from the HDACs. PXR translocates into the nucleus where it heterodimerises with the retinoid X receptor (RXR), while CAR is nuclear translocated through a phosphorylation-dependent mechanism and subsequently heterodimerises with RXR . In the nucleus, the heterodimers PXR/RXR and CAR/RXR bind to nuclear receptor response elements upstream of genes coding for DMEs) .
NR1I2 gene, which encodes PXR, consists of 10 exons and is located on chromosome 3q13-21 . The NR1I2 DNA binding domain (DBD) is encoded by exons 3 and 4 whereas exons 5–10 code for the ligand binding domain (LBD). The DBD and LBD are separated by a hinge region encoded by a small portion of exon 5 . Several SNPs have been reported in NR1I2 and some are associated with changes in PXR function. For example, NR1I2 63396C>T (rs2472677), which is located in a putative transcription factor binding site, has been associated with increased NR1I2 expression in the presence of the 63396T variant, which leads to increased CYP3A4 expression leading to decreased atazanavir (ATV) plasma concentrations [6–8]. Three SNPs in exon 2 have been reported, namely NR1I2 52G>A (E18K; rs59371185), 79C>T (P27S; rs12721613) and 106G>A (G36R; rs12721607). The NR1I2 79T and NR1I2 106A alleles are associated with decreased NR1I2 expression . Another SNP, NR1I2 7635A>G (rs6785049), is present in intron 5 and the 7635G allele has been associated with increased expression of CYP3A4 in the presence of rifampicin .
The NR1I3 gene, which encodes CAR, is located on chromosome 1q21-23, and consists of 9 exons. Twenty-two unique NR1I3 variants have been described where each isoform results from a different combination of splicing events. Some isoforms produce non-functional proteins due to the presence of nonsense mutations [10, 11]. NR1I3 isoform-3 has been suggested as the wild-type and produces a 348 amino acid protein . The NR1I3 DBD is encoded by exons 2, 3 and the 5’ portion of exon 4 . Previously characterised SNPs in NR1I3 include NR1I3 rs2307424C>T, of which the rs2307424T allele has been associated with low efavirenz plasma concentrations and the NR1I3 rs2307424C/C genotype has been associated with early discontinuation of efavirenz-containing anti-retroviral therapy (ART) in Caucasian HIV/AIDS patients .
Genetic characterization of indigenous African populations is slowly building up. This study aimed to further contribute to the genetic characterization of African populations by genotyping NR1I2 and NR1I3 and evaluating the effects of their variants on the response to efavirenz treatment in HIV/AIDS Bantu-speaking South African patients. In order to accelerate discovery of novel SNPs, the DBD of both NR1I2 and NR1I3 were targeted for sequencing .
The study cohort consisted of four-hundred and sixty-four (n=464) Bantu-speaking South Africans made up of healthy subjects (n=163) and HIV/AIDS patients (n=301) undergoing efavirenz-based treatment for at least six months. The subjects were recruited from Gauteng and Cape Town. Written informed consent was obtained and each participant provided demographic information such as 1) their ethnic group, 2) health status, 3) dietary habits, 4) smoking habits, and 5) home language were captured using a questionnaire. The study was approved by the Research Ethics Committee of the Faculty of Health Sciences at the University of Cape Town and the University of Witwatersrand Human Research Ethics Committee, Gauteng, South Africa and was performed in accordance with the guidelines of the Helsinki Declaration of 2008.
Two blood samples were obtained for DNA extraction and plasma efavirenz levels, respectively. DNA isolation was performed according to the method adapted from Gustafson et al., or the GenEluteTM Blood Genomic DNA Kit (Sigma-Aldrich, St. Louis, MO, USA) was used when blood sample volumes were limited. Steady state efavirenz plasma levels were available for 137 of the 301 HIV/AIDS patients and were collected 12–16 hours post-dose. Efavirenz concentrations were determined by the use of LC/MS/MS (API 4000 triple quadrupole MS/MS Applied Biosystems, South Africa) according to the method by Chi et al., .
Selection of SNPs and genotyping methods used
Three SNPs in NR1I2 [GenBank: AF364606] and a further three SNPs in NR1I3 [GenBank: BC069626.1] were investigated in this study. The six SNPs were selected based on previous reports of high minor allele frequencies in African-American and other African populations. SNPs were genotyped using either SNaPshot mini-sequencing or the PCR-RFLP method designed for NR1I2 rs2472677C>T (Additional file 1: Table S1).
PCR amplification was performed using the following conditions: initial denaturation at 94°C for 3 min, followed by 40 cycles of denaturation at 94°C for 30s, annealing at the specific temperature for each SNP for 30s, primer extension at 72°C for 20-45s depending on the primer sets and final extension at 72°C for 10 min. A “MyCycler Thermal cycler” (Bio-Rad, Hercules, USA) was used and the PCR reaction contained the following reagents; 50–100 ng of genomic DNA, 1X Green GoTaq Flexi Reaction Buffer (Promega Corporation, Madison, USA), 0.20 mM of each of the deoxynucleotide triphosphates (dNTPs) (Bioline, London, UK), 1.5 mM MgCl2 (Promega Corporation, Madison, USA), 40 pmol of the forward and reverse primers (Integrated DNA Technologies, Inc., Coralville, USA), 1U of GoTaq Flexi DNA Polymerase (Promega Corporation, Madison, USA). PCR amplification was followed by digestion using 3U Hpy188I (New England BioLabs, Inc., Ipswich) in the presence of 1X NEBuffer 4 (New England BioLabs, Inc., Ipswich) when genotyping for the NR1I2 rs2472677C>T polymorphism.
Five separate PCR amplification reactions were carried out. PCR products (5 μl) were then pooled for SNaPshot genotyping. The pooled PCR products were cleaned using 1.5U shrimp alkaline phosphatase (Fermentas Life Sciences, Burlington, Canada) and 2U ExonucleaseI (Fermentas Life Sciences, Burlington, Canada) to remove unincorporated primers and dNTPs. SNaPshot single base extension was performed using the “GeneAmp® PCR System 9700 version 3.08” (Applied Biosystems, Carlsbad, USA) under the following conditions; denaturation at 96°C for 10s, followed by 25 cycles of primer annealing at 50°C for 5s and primer extension at 60°C for 30s. To the 1 μl ABI Prism® SNaPshot™ Multiplex Kit (Applied Biosystems, California, USA), primers (Integrated DNA Technologies, Inc., Coralville, USA) for the pooled PCR products were added. The clean-up reaction was repeated using 1U shrimp alkaline phosphatase. An ABI 3130xl Genetic Analyzer (Applied Biosystems, Carlsbad, USA) was used for capillary electrophoresis and GeneMapper© Software version 4.1 (Applied Biosystems, Carlsbad, USA) was used to analyse results.
Identification of novel SNPs
The NR1I2 and NR1I3 DNA binding domains (DBDs) were sequenced in 32 of the 301 HIV/AIDS patients to search for novel SNPs. The sequencing reaction used the ABI Prism® BigDye® Terminator Cycle Sequencing v3.1 Kit (Applied Biosystems, Carlsbad, CA, USA), which included 1 μl Terminator mix and 1X Sequencing buffer, together with the PCR fragment, and 1 μM of the forward or reverse primer. Analysis of the sequencing data was performed using BioEdit Sequence Alignment Editor v7.0.0. The novel SNPs were assessed for functional significance with the Functional Analysis of Novel SNPs (FANS) program (http://genepipe.ncgm.sinica.edu.tw/fans/input.do)  and ESE finder v3.0.
Statistical analyses were performed using the Graphpad Prism statistical program (Version 5, GraphPad Software Inc., San Diego, CA), Statistica v10.0 (StatSoft, USA) and Phase v2.1 [17–19]. Pearson’s χ 2-test and Fisher’s exact test was used to compare the genotype and allele frequencies between the healthy participants and the HIV/AIDS patients as well as the allele frequencies in the South Africans to those of other populations with results in literature. The SHEsis statistical program was used for linkage disequilibrium (LD, D’ and r2) [20, 21] analysis and Phase v2.1 for inferring of NR1I2 and NR1I3 haplotypes. Statistical significance was defined as P <0.05 and all statistical tests were performed two tailed.
Demographic characteristics of the healthy participants and HIV/AIDS patients
HIV/AIDS patients (n=301)
Gender ratio (Male: Female)
Mean age, years (range)
Mean BMI, kg/m2 (range)
Average viral load at baseline, copies/ml (range)
Average CD4 count at baseline, cells/μl (range)
Efavirenz-containing ARV regimens
Average plasma efavirenz concentration, μg/mL (range)
(0.59 – 22)
Mean Haemoglobin level, IU/l (range)
Median AST level, IU/l (range)
(15 – 228)
Median ALT level, IU/l (range)
(6 – 176)
Healthy subjects (n=163)
Gender ratio (Male: Female)
Mean age, years (range)
Comparison of the genotype frequencies between control subjects and HIV/AIDS patients
Intron 1, Disrupts HNF3B TFB site
Exon 5, Pro180Pro
Variants discovered through targeted sequencing of NR1I2 and NR1I3DNA binding domains (DBD) in 32 HIV/AIDS patients
NR1I2 and NR1I3 genetic variants in 32 HIV/AIDS patients following targeted sequencing of the NR1I2 and NR1I3 DNA binding domains
Minor allele n (freq)
Previously reported, Intron 1
Previously reported, Exon 2, Glu18Lys
Previously reported, Exon 2, Pro27Ser
Previously reported, Intron 2, Disrupts HNF1 TFB site
Previously reported, Intron 2
Previously reported, Intron 2
Previously reported, Intron 2
Previously reported, Intron 3
Previously reported, Exon 4, Ala86Ala
Previously reported, Exon 4, Arg97Trp
Novel, Intron 1
Novel, Exon 2
Novel, Exon 2
Correlation of NR1I2 and NR1I3 variants with plasma efavirenz concentrations, change in treatment regimens and effects of CYP2B6 516G>T SNP
Frequency of HIV/AIDS patients changing ART regimens within 3, 6 or 12 months post-initiation of treatment
ARV regimen or Genotype
Treatment initiation (n)
Variants associated with reduced plasma efavirenz levels could possibly act through increased transcription of PXR or CAR and therefore increased transcription of downstream DME genes such as CYP2B6 and CYP1A2 leading to increased efavirenz clearance through metabolism. Thus, the NR1I3 rs2307424T variant may result in the decrease in efavirenz levels to concentrations that are too low for effective viral suppresion, necessitating the change in treatment regimen when physicians note poor viral load decreases. On the other hand, variants associated with increased plasma efavirenz could be acting through decreased transcription of DMEs and are associated with treatment changes due to ADRs. As confirmed from the patient records, the major cause for treatment change in the NR1I3 rs2307424C/T genotype group was ineffective viral suppresion, while the major reason in the NR1I3 rs2307424C/C genotype group was adverse drug events. Although the amino acid change is synonymous (Pro180Pro), codon usage is known to affect the rate of transcription and to some extent protein folding .
Allele frequencies and their distribution in different populations
Comparison of the allele frequencies between the South Africans and other populations
South Africans this study (n=464)
YRI HapMap (n=226)
CEU HapMap (n=226)
HCB HapMap (n=86)
Bushman dbSNP (n=3)
NR1I2 36726T>C #
NR1I2 36857G>A #
NR1I2 36905C>T #
Comparison of the haplotype frequencies between the healthy subjects and the HIV/AIDS patients
Healthy subjects n (freq)
HIV/AIDS patients n (freq)
Efavirenz levels (μg/mL)*
NR1I2 haplotypes [rs2472677-rs3732356-rs6785049]
NR1I3 haplotypes [rs2307424-rs2502815-rs3003596]
Many factors, including environmental and genetic factors, determine how individual patients respond to therapeutic drugs. Pharmacogenetics is concerned with understanding individual genetic variability and how it affects response to treatment. Most of the early work has focused on DME genes because of their direct involvement in conversion of drugs and their removal from the body. However, in order to gain a better understanding, variation in the NRs that affect the regulation of DMEs was investigated. This research provides a window into how the variation in the NRs, PXR and CAR, can indirectly affect plasma drug levels and ultimate response to treatment. The report also documents the frequencies of variants for these two genes in the South African population and adds to the growing literature on the genetic characterization of African populations [23, 24]. To our knowledge, this is the first report on baseline frequencies for the six SNPs in NR1I2 and NR1I3 in a Bantu-speaking South African population.
Gene variant frequencies in the South African population and comparison to other world populations
The genotype frequencies between the healthy subjects and HIV/AIDS patients differed significantly for the NR1I2 rs6785049G>A and NR1I2 rs3732356T>G SNPs (P=0.002 and 0.031, respectively). The difference in genotype frequencies for the NR1I2 rs3732356T>G SNP between the healthy subjects and HIV/AIDS patients may be explained by the deviation from HWE in the HIV/AIDS patients (P=0.020). Among the HIV/AIDS patients, the NR1I2 rs6785049A/A genotype was not observed and the rs6785049A variant occurred at a frequency of 2.5% compared to the 7% among healthy subjects. On the other hand, the NR1I2 rs3732356G allele frequency was higher among HIV/AIDS patients (48%) compared to healthy subjects (22%). The above findings lead us to postulate that PXR may have a role, not only in the metabolism of drugs, but also indirectly in signalling pathways active during acute stages of infection. Gu et al., showed that NF-kB directly interacts with the DBD of RXR; this in turn prevents RXR binding to its consensus DNA sequences and PXR.
NR1I2 rs2472677C>T, NR1I2 rs6785049G>A and NR1I3 rs2307424C>T SNPs displayed significant differences in allele frequencies between the South African population and the Caucasian and Asian populations. As a result, therapeutic drugs such as efavirenz that are ligands for NRs, may result in different drug effects in different populations. Similarly, African populations cannot be regarded as homogeneous due to the genetic diversity existing between the sub-populations. For example, three SNPs in NR1I3 and NR1I2 rs6785049 showed a significant difference in allele frequencies between the South African population and the Yoruba population from Ibadan, Nigeria.
The SNPs in NR1I2, rs3732356T>G, rs2472677C>T and rs6785049G>A, as well as in NR1I3, rs2307424C>T, rs3003596T>C and rs2502815C>T, displayed no evidence of LD, which is in contrast to the strong LD for NR1I3 rs2502815C>T and NR1I3 rs2307424C>T reported in a Caucasian population (D’=1.00; P= 0.01) . This finding is consistent with the weak LD reported in African populations, due to the large degree of genetic diversity in African populations .
Comment on drug discovery and relevance of this knowledge
Sequencing of the NR1I2 and NR1I3 DBDs identified several previously characterised SNPs as well as three novel variants in the NR1I2 DBD. The allele frequency (0.016) of the NR1I2 52A allele (rs59371185) observed in the 32 sequenced South African individuals was similar to allele frequencies reported in Africans from the Ivory Coast and sub-Saharan Africa [9, 28]. The NR1I2 70C>T SNP was observed at a frequency of 0.063 in the sequenced samples, but has however, been reported at frequencies of 0.126 and 0.002 in sub-Saharan Africans and Caucasians, respectively [9, 28]. NR1I2 36726T>C is predicted to be of little significance, since it is present in an intron and is not situated within a GT-AG splice site. Although NR1I2 36857G>A and NR1I2 36905C>T in exon 2 are both synonymous amino acid substitutions, they may be associated with differential PXR expression due to codon usage . The NR1I2 36905T variant was also predicted to affect the structure of PXR. Further analysis (with ESE finder v3.0) revealed that NR1I2 36857A affects the binding affinity of the SRp40 splicing protein, which regulates pre-ribosome assembly and transport. Destabilisation of the DBD of NRs is likely to influence the binding of these NRs to promoter regions of target DMEs and possibly alter transcription and expression. Alternatively spliced NR1I2 mRNA isoforms can differ in their patterns of expression, biological function (either gain- or loss-of-function), activation of target genes like DMEs, DNA binding and tissue-specific expression , which may contribute to inter-individual variability in NR1I2 expression and ultimately efavirenz metabolism.
Implications for disease or drug treatment and possible development of diagnostic tools
A significantly low average plasma efavirenz concentration was observed among patients with the NR1I3 rs3003596C/C and T/C genotypes compared to patients with the rs3003596T/T genotype (P=0.015 and P=0.010, respectively), using a dominant genetic model. The low efavirenz concentrations may point to possible functional effects of the change on CAR, expression or activity, and regulation of multiple target genes encoding DMEs. Efavirenz induces CYP2B6 activity primarily through CAR and genetic variation in NR1I3 may therefore significantly influence efavirenz plasma concentrations via the induction of CYP2B6. Due to the availability of resources in Western and Asian countries, these populations have been well studied in comparison to the African populations [30, 31]. Thus, most drug-discovery and development is premised on Caucasian and Asian populations, and as a result, new drugs may make it to the market without having been exposed to most of the genetic variability within African populations. The effect of this variability only becomes obvious when adverse drug events are noticed . For example, the ART guidelines initially established by the World Health Organization, on which the South African guidelines are modelled, was based on clinical data obtained primarily from Caucasian and Asian individuals. Understanding the consequence of genetic variation in NR1I2 and NR1I3 adds to the pharmacogenetics knowledge and improves the move towards personalised medication. This data, taken together with variation in DMEs that metabolise efavirenz (e.g. CYP2B6 and CYP2A6), may aid in the designing of appropriate genotyping assays that could prove useful in individualized efavirenz dosing regimens.
The finding of novel variants in NR1I2 after sequencing a very small portion of the DBD is further testimony that there is still “missing” genetic heritability that can be discovered when sequencing as many African genomes as possible. In addition, our data highlights the role (though indirect) that variation in NR genes can play in drug treatment response.
We thank the South African Medical Research Council (MRC), the National Research Foundation of South Africa (NRF) and the University of Cape Town for grants supporting CD’s research programme; the Poliomyelitis Research Foundation (PRF) for funding. We also thank Professor Patrick McPhail for facilitating sample collection from the Clinical HIV Research Unit at Themba Lethu Clinic, Helen Joseph Hospital, Johannesburg, South Africa.
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